Ericsson Review No. 1, 2001
41
Signals from various sources, including
broadcast transmissions, satellite-delivered
programming, and local television broad-
casts, are received and processed in the head-
end. Each television signal travels on a dif-
ferent frequency that acts as a self-contained
spectrum inside the cable.
Network-layer requirements for the
CMTS extend beyond transparency to IP
traffic. The CMTS must also support
• variable-length subnet masks;
• classless addressing;
• IP multicast addressing and forwarding;
• Internet group management protocol
(IGMP);
• proxy ARP; and
• the filtering of DHCP downstream-
bound broadcast packets to protect
against BOOTP server spoofing.
The data-over-cable protocol relies heavily
on the CMTS for its implementation. Each
node on the head-end is capable of support-
ing between 1 and 2,000 cable modems. The
average number of cable modems per node
is expected to be around 500. The CMTS is
responsible for the initialization, ranging
and maintenance of the network formed by
the cable modems. The initialization
process, which is managed by the CMTS,
can be divided into the following phases:
• synchronization—the CMTS sends tim-
ing and frequency information to the cable
modem, to establish synchronization;
• ranging—the CMTS guides the cable
modem through the ranging process;
• IP connectivity—the CMTS establishes
IP connectivity;
• time—the CMTS establishes the time of
day;
• settings—the CMTS transfers operational
parameters; and
• baseline privacy initialization (BPI)—the
CMTS initializes baseline privacy if the
cable modem can run it.
The CMTS and the cable modem operate as
forwarding agents and as hosts. Figure 13
shows the protocol stack used by these com-
ponents. The data forwarded through the
cable modem is link-layer transparent bridg-
ing and supports multiple network layers.
The main function of the CMTS is to
transmit IP packets transparently between
the head-end and end-user. Management
functions, such as support for spectrum
management and software downloads, are
sent as IP packets as demonstrated in Fig-
ure 13. Both the CMTS and the cable
modem operate as IP and logical link con-
trol (LLC) hosts according to the IEEE 802
standard for communication over the cable
network. The CMTS must support the
transport of IP traffic and must be able to
restrict the network layer to a single proto-
col, such as IP.
Conceptually, the CMTS forwards data
packets at two interfaces between the
CMTS-RFI and the CMTS-NSI, and be-
tween the upstream and downstream chan-
nels (Figure 14).
The cable modem access network operates
at layers 1 (physical) and 2 (media access con-
trol/logical link control) of the open systems
interconnection (OSI) reference model.
Thus, layer 3 (network) protocols, such as
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